Job Description:
The Correspondence & Issues Management Officer will be part of Citi’s Global Regulatory Engagement (GRE) team within Citibank, N.A. and NAM, and report directly to the Correspondence & Issues Management Lead. The Correspondence & Issues Management Officer will support Citi’s engagement with its regulators globally in order to strategically monitor, track and integrate Citi’s overall regulatory strategy and engagement with the Business, Functional, and Cluster Regulatory Management Leads and Coordinators.
Citi’s GRE team is responsible for the engagement strategy in coordination with the business, functional, and regional regulatory engagement leads, across all of Citi’s U.S.-based prudential and capital markets supervisors. This role provides a unique opportunity to see across Citi as a part of the GRE team, which is charged with enhancing our engagements with regulators in order to transform how we conduct business at the foundational level.
Key Responsibilities:
- Monitor the full lifecycle of identified regulatory issues ensuring that concerns are communicated, assigned responsibility, and tracked to resolution.
- Maintain the centralized repository where documents are stored along with previous regulatory and supervisory findings, reports and similar documents.
- Engage with ICRM product and function coverage teams to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the Citi program framework.
- Support the preparation of and ensure the accuracy of internal regulatory reporting.
- Serve as a back-up for the end-to-end correspondence handling process as needed.
- Establish and develop effective relationships within Citigroup senior management, front line, second line (including independent risk, finance, HR, and Legal), Internal Audit to obtain and share regulatory information to ensure accuracy and integrity of regulatory data.
- Work with colleagues globally in establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.
- Participate in UAT testing and working groups on behalf of the Correspondence & Issues Management Team to enhance the firm’s current regulatory tracking processes, standards and systems.
- Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
- Interact with individuals across Citi at all levels, businesses, and locations, providing a broad understanding of the firm while building relationships throughout Citi.
- Additional duties as assigned.
Qualifications:
- Understanding of relevant regulatory and supervisory landscapes, including Compliance laws, rules, regulations, risks and typologies.
- Highly motivated, strong attention to detail, team oriented, and organized.
- Comfortable navigating complex, highly matrixed organizations.
- Consistently demonstrates clear and concise written and verbal communication.
- Ability to both work independently and collaborate with team members.
- Excellent project management and organizational skills and capability to handle multiple projects and priorities at one time.
- Proficient in MS Office applications (Excel, Word, PowerPoint).
Education:
- Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; Advanced degree a plus.
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Job Family Group:
Compliance and Control
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Job Family:
Regulatory Liaison & Exam Management
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Time Type:
Full time
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Primary Location:
Tampa Florida United States
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Primary Location Salary Range:
$103,920.00 - $155,880.00
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Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
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