Regulatory Compliance Officer / Risk and Compliance Analyst
2 months ago
Regulatory Compliance Officer / Risk and Compliance Analyst who has an in-depth understanding of the regulatory requirements set.....
Regulatory Compliance Officer / Risk and Compliance Analyst who has an in-depth understanding of the regulatory requirements set out by the FCA / Financial Conduct Authority is required for Debt Management Agency to take on a lead role within the organisation.
SALARY: up to £55,000 per annum (depending on experience) + Benefits
LOCATION: Fully Remote
JOB TYPE: Full-Time, Permanent
JOB OVERVIEW
We have a fantastic new job opportunity for a Regulatory Compliance Officer / Risk and Compliance Analyst who has an in-depth understanding of the regulatory requirements set out by the FCA / Financial Conduct Authority.
Working as the Regulatory Compliance Officer / Risk and Compliance Analyst you will play a crucial role in ensuring that the company’s operations comply with all relevant regulatory requirements set out by the Financial Conduct Authority (FCA).
As the Regulatory Compliance Officer / Risk and Compliance Analyst you produce detailed reports, liaise with the senior management team and stay updated on changes in regulations to ensure the company adapts accordingly.
APPLY TODAY
If this job looks like your ideal position, then please send in your CV as soon as possible for our Recruitment Team to review.
DUTIES
Your duties as the Regulatory Compliance Officer / Risk and Compliance Analyst include:
Regulatory Compliance:
• Ensure the company’s operations comply with FCA / Financial Conduct Authority regulations and other relevant legal requirements
• Stay updated on changes in regulations and ensure the company adapts accordingly
• Develop and implement compliance monitoring programs to ensure ongoing adherence to regulatory standards
Policy Development:
• Develop, implement, and maintain comprehensive compliance policies and procedures
• Review and update policies regularly to reflect changes in regulations and industry best practices
• Ensure all policies are effectively communicated and accessible to all staff
Risk Management:
• Identify, assess, and manage compliance risks within the organisation
• Develop risk mitigation strategies and ensure they are effectively implemented
• Conduct regular risk assessments and report findings to senior management
Monitoring and Auditing:
• Conduct regular audits and monitoring activities to ensure ongoing compliance
• Develop and maintain audit schedules and ensure timely completion of all audits
• Prepare detailed audit reports and recommend corrective actions where necessary
Reporting:
• Prepare and submit compliance reports to senior management and regulatory bodies as required
• Develop and maintain compliance dashboards and other reporting tools
• Ensure all reports are accurate, timely, and meet regulatory requirements
Incident Management:
• Investigate and manage compliance incidents, ensuring timely resolution and reporting.
• Develop and implement incident management procedures
• Maintain records of all incidents and ensure they are reported to the relevant authorities as required
Stakeholder Engagement:
• Liaise with regulatory bodies, auditors, and other stakeholders on compliance matters
• Develop and maintain strong relationships with key stakeholders
• Represent the company in regulatory meetings and other external engagements
CANDIDATE REQUIREMENTS
• Experience in a compliance role within a debt management agency or similar
• In-depth understanding of FCA / Financial Conduct Authority regulations and other relevant legal requirements
• Strong analytical, problem-solving, and communication skills
• Senior stakeholder management skills
• Excellent report writing skills
HOW TO APPLY
To be considered for this job vacancy, please submit your CV to our Recruitment Team who will review your details. CV’s of Job Applicants meeting this requirement will be submitted to our Client for consideration. By submitting your job application to us you are hereby giving us your express consent to submit your details to our Client for this purpose.
JOB REF: AWDO-P12581
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